Non-Disclosed (NonQI and OWD)

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<?xml version="1.0" encoding="UTF-8"?>
<Process>
<Execution ECA_XML_Schema_Version="2.4.1">
<Execution_Date>2017/02/23 10:16:58</Execution_Date>
<Process_File>Broker</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I00000001</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="IndiaNagyTest" Status="Success">
<Customer>John Smith</Customer>
<Users>
<User external_id="IndiaNagyTest" password="zrzulf15">testt1789</User>
</Users>
<Accounts>
<Account external_id="IndiaNagyTest">U1234567</Account>
</Accounts>
<Entities>
<Entity external_id="IndiaNagyTest">40069264</Entity>
</Entities>
<Documents>
<Document Form_Number="5001" File_Name="/home/users/ibmisc/eca/20170223/TestFA/5001.pdf" Status="Accepted"></Document>
</Documents>
</Application>
</Applications></Process>

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<?xml version="1.0" encoding="UTF-8"?>
<Process>
<Execution ECA_XML_Schema_Version="2.4.1">
<Execution_Date>2017/02/23 10:16:58</Execution_Date>
<Process_File>Broker</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I00000001</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="IndiaNagyTest" Status="Success">
<Customer>John Smith</Customer>
<Users>
<User external_id="IndiaNagyTest" password="zrzulf15">testt1789</User>
</Users>
<Accounts>
<Account external_id="IndiaNagyTest">U1234567</Account>
</Accounts>
<Entities>
<Entity external_id="IndiaNagyTest">40069264</Entity>
</Entities>
<Pending_Tasks>
<Task Task_Number="425212005" Form_Number="8137" Form_Name="Au10tix Identity Verification" Action="to send" Is_Required_For_Approval="true" Is_Required_For_Trading="false" Is_Online_Task="false" external_id="REG19151_Comsec_NonQI_Individual_Test" URL="https://secure-me.au10tixservicesstaging.com?token=rP2YCGblvEkYewG25imK&api=aHR0cHM6Ly9ldXMtYXBpLmF1MTB0aXhzZXJ2aWNlc3N0YWdpbmcuY29tL3NlY3VyZS1tZS92MQ%3D%3D" Created_Date="2023-01-09T15:25:35.326" Expiry_Date="2023-01-10T15:25:35.326"/>
</Pending_Tasks>
</Application>
</Applications></Process>

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<?xml version="1.0" encoding="UTF-8"?>
<Process>
<Execution ECA_XML_Schema_Version="2.4.1">
<Execution_Date>2017/02/23 10:16:58</Execution_Date>
<Process_File>Broker</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I00000001</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="IndiaNagyTest" Status="Success">
<Customer>John Smith</Customer>
<Users>
<User external_id="IndiaNagyTest" password="zrzulf15">testt1789</User>
</Users>
<Accounts>
<Account external_id="IndiaNagyTest">U1234567</Account>
</Accounts>
<Entities>
<Entity external_id="IndiaNagyTest">40069264</Entity>
</Entities>
<Documents>
<Document Form_Number="5001" File_Name="/home/users/ibmisc/eca/20170223/TestFA/5001.pdf" Status="Accepted"></Document>
</Documents>
<Pending_Tasks>
<Task Task_Number="345875048" Form_Number="8002" Form_Name="Proof of address" Action="to send" Is_Required_For_Approval="true" Is_Required_For_Trading="false" Is_Online_Task="false"/>
<Task Task_Number="180399844" Form_Number="8001" Form_Name="Proof of identity and date of birth" Action="to send" Is_Required_For_Approval="true" Is_Required_For_Trading="false" Is_Online_Task="false"/>
</Pending_Tasks>
</Application>
</Applications></Process>

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<?xml version="1.0" encoding="UTF-8"?>
<Process>
<Execution ECA_XML_Schema_Version="2.4.1">
<Execution_Date>2017/02/23 10:16:58</Execution_Date>
<Process_File>Broker</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I00000001</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="IndiaNagyTest" Status="Success">
<Customer>John Smith</Customer>
<Users>
<User external_id="IndiaNagyTest" password="zrzulf15">testt1789</User>
</Users>
<Accounts>
<Account external_id="IndiaNagyTest">U1234567</Account>
</Accounts>
<Entities>
<Entity external_id="IndiaNagyTest">40069264</Entity>
</Entities>
<Documents>
<Document Form_Number="8001" File_Name="/home/users/webpub/eca_ws/20210810/fd_sowjanya_qa/fd_sowjanya_qa_2021-08-10_123841827_883301.xml.forms/Form8001.pdf" Status="Received- being processed"/>
<Document Form_Number="8002" File_Name="/home/users/webpub/eca_ws/20210810/fd_sowjanya_qa/fd_sowjanya_qa_2021-08-10_123841827_883301.xml.forms/Form8002.pdf" Status="Received- being processed"/>
<Document Form_Number="5001" File_Name="/home/users/webpub/eca_ws/20210810/fd_sowjanya_qa/fd_sowjanya_qa_2021-08-10_123841827_883301.xml.forms/Form5001.pdf" Status="Accepted"/> </Documents>
</Documents>
</Application>
</Applications></Process>

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<?xml version="1.0" encoding="UTF-8"?>
<Process>
<Execution ECA_XML_Schema_Version="2.4.1">
<Execution_Date>2017/02/23 10:16:58</Execution_Date>
<Process_File>Broker</Process_File>
<Client>TestMaster</Client>
<Client_Master_Acct>I00000001</Client_Master_Acct>
</Execution>
<Applications>
<Application External_ID="TEST1234" Status="Error">
<Customer>TEST TESTER</Customer>
<Error>Customer TEST1234 - Invalid Mobile Number - 1234567890</Error>
</Application>
</Applications></Process>